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Flat Fee Investment Advice

In his famous book, “Where are the Customer’s Yachts”; a Wall Street Classic, author Fred Schwed Jr.

(who himself lost a great amount of his personal net worth in the Crash of ’29) recounts the story with great

humor. There was once, in the dear dead days beyond recall, an out of town visitor who was being shown

the wonders of the New York financial district. Upon arrival at the Battery, his guide pointed out some

handsome ships riding at anchor. The guide said, “Look, those are the bankers and brokers yachts.”

“Where are the customers’ yachts,” asked the naïve visitor?

 

For the beginning investor, or young person starting out, or novice 401(k) plan participant we offer a very

economical, web based service. Beginning with one stock or passive index we provide:

 

One on one coaching via telephone

Flat fee of $20.00 per month

investment advice

We will assist the intermediate investor with their account, wherever it is held, and

offer a higher level of personal service, at a very economical (often tax deductible) pay to play plan which includes:

One on one coaching via telephone

A minimum of two recommendations per quarter on any three securities you own

These positions will be continuously reviewed and you be notified if any re-working needs to be done to maintain a strong risk adjusted portfolio.

 

Flat Fee of $250.00 per month

One on one coaching via telephone

This is our concierge level of service. We will be personally reviewing your entire stock portfolio (up to 10 individual (securities) positions and will notify you as soon as a recommendation develops.

 

 $700 per month

Annuities are long-term investments. Guarantees are subject to the claims paying ability of the issuing insurance company. Annuities contain mortality, expense charges, account fees, management and administrative fees, and charges for features and riders. Additional fees apply for living-benefit options. Investment restrictions may also apply for all living benefit options. Violating the terms and conditions of the annuity contract may void guarantees.

Withdrawal of earnings will be subject to ordinary income tax and, if taken prior to age 59½, may be subject to a 10% federal tax penalty. Withdrawals can lower the cash value and decrease death benefits. Surrenders before the end of the annuity’s term can result in a loss of principal.

 

The sub-accounts in a variable annuity fluctuate with market conditions and when surrendered the principal may be worth more or less than the original amount invested.  NOTE:  NEXT does not provide legal or tax advice.

Securities and investment advisory services offered through NEXT Financial Group, Inc. Member FINRA/SIPC.

To view NEXT Financial Group, Inc.'s privacy policy and other important information, visit the "Customers" section of www.NEXTfinancial.com.

Brian L. Wettlaufer Inc Investment Management, 5930 Main Street, Williamsville, NY 14221.  Securities and investment advisory services offered through NEXT Financial Group Inc.  Member: FINRA/SIPC Brian L. Wettlaufer Inc. Investment Management is not an affiliate of NEXT Financial Group Inc.  NEXT does not provide tax or legal advice.

Securities  and Insurance licensed in CA, NY, DE, GA, FL and MI*. 
*MI registered for Securities only.

Check the background of this firm and investment professional on FINRA's BrokerCheck.

© 2016-2017 Brian Wettlaufer, Inc.

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